Strategas Asset Management

Privacy Notice

FACTS	WHAT DOES STRATEGAS DO WITH YOUR PERSONAL INFORMATION?
Why?	Financial companies like Strategas Securities, LLC or Strategas Asset Management, LLC (collectively “Strategas”) choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.
What?	When we refer to “personal information” we mean any data relating to an identified or identifiable individual. This could include information that could identify an individual, directly or indirectly, in particular, by reference to an identifier such as a name, ID number, location data or online identifier. It also includes factors specific to an individual’s characteristics. The types of personal information Strategas collects and shares depends on the product or service you have with Strategas. Strategas collects limited personal information on its clients including in some instances for the purpose of providing research services as requested by the subscriber; and this primarily encompasses the following types of information: Name, address, phone numbers, email, business title and functional role Business communications, such as email exchanges or in-person meetings or events Access to the firm’s research When you are no longer a Strategas customer, we continue to share your information as described in this notice.
How?	All financial companies need to share customers’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers’ personal information; the reasons Strategas chooses to share; and whether you can limit this sharing.

Reasons we can share your personal information	Does Strategas share?	Can you limit this sharing?
For our everyday business purposes — such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus	Yes	No
For our marketing purposes — to offer our products and services to you	Yes	No
For joint marketing with other financial companies	No	N/A
For our affiliates’ everyday business purposes — information about your experiences	Yes	No
For our affiliates’ everyday business purposes — information about your creditworthiness	No	N/A
For our affiliates to market to you	No	N/A
For nonaffiliates to market to you	No	N/A

Questions?	Call (855) 273-7227 or go to strategasetfs.com or strategasasset.com

Who we are
Who is providing this notice?	Strategas Securities, LLC and Strategas Asset Management, LLC

What we do
How does Strategas protect my personal information?	To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings.
How does Strategas collect my personal information?	We collect your personal information during the course of your dealings with us. For example, when we are undertaking a project or services for your organization, we will collect your personal information. Otherwise, we gather information about you when you provide it to us, for example when you correspond with your contacts within Strategas. We may also receive information about you from other sources, such as directly from your organization or via online resources including LinkedIn and other publicly available sources. We combine information about you from various sources, including the information that you have provided to us directly. We also collect your personal information from others, such as credit bureaus, affiliates or other companies.
Why can’t I limit all sharing?	Federal law gives you the right to limit only sharing for affiliates’ everyday business purposes—information about your creditworthiness affiliates from using your information to market to you sharing for nonaffiliates to market to you State laws and individual companies may give you additional rights to limit sharing.

Definitions
Affiliates	Companies related by common ownership or control. They can be financial and nonfinancial companies. Our affiliates are Baird Financial Group, Inc., Baird Financial Corporation, Robert W. Baird & Co. Incorporated, Baird Trust Company, Robert W. Baird Group Limited, Robert W. Baird GmbH, and Baird Funds, Inc.
Nonaffiliates	Companies not related by common ownership or control. They can be financial and nonfinancial companies. Nonaffiliates with whom Strategas shares your information for the reason identified above include: service providers that provide services on Strategas’ behalf, including IT service providers; legal and other professional advisors and auditors; regulators and law enforcement agencies.
Joint marketing	A formal agreement between nonaffiliated financial companies that together market financial products or services to you. Strategas does not have any joint marketing partners.

Other Important Information
For Nevada residents only.We are providing you this notice pursuant to state law. You may be placed on our internal Do Not Call List by following the directions in the “Can you limit this sharing” section by choosing to limit sharing “For our affiliates to market to you.” Nevada law requires that we also provide you with the following contact information: Bureau of Consumer Protection, Office of the Nevada Attorney General, 555 E. Washington Street, Suite 3900, Las Vegas, NV 89101; Phone number: (702) 486-3132; e-mail: BCPlNFO@ag.state.nv.us. Strategas Securities, LLC, Strategas Asset Management, LLC ("Strategas”) 52 Vanderbilt Ave, New York, NY 10017; Phone Number (855) 273-7227; e-mail: Click on “Contact Us” in the top right corner at www.strategasetfs.com. Vermont: In accordance with Vermont law, we will not share information we collect about Vermont residents with companies outside of our corporate family, except as permitted by law, such as with your consent, to service your accounts or to other financial institutions with which we have joint marketing agreements. We will not share information about your creditworthiness within our corporate family except with your authorization or consent, but we may share information about our transactions or experiences with you within our corporate family without your consent. California: In accordance with California law, we will not share information we collect about you with companies outside of Strategas, unless the law allows. For example, we may share information, to service your accounts, or to provide rewards or benefits you are entitled to. We collect personally identifiable information from online customers when those customers choose to enter their personal information while using Strategas’ web sites and/or online services (including mobile applications). This information includes, but is not limited to, customer names, e-mail and mailing addresses, phone numbers, and Social Security numbers. Retention period: Strategas will only hold your personal information for as long as required to undertake the purposes of our processing, plus a prescribed period of time as required by laws in your jurisdiction. Strategas may change this privacy notice at any time, and any changes or updates will be effective immediately on the date of posting. For a current version, please visit www.strategasetfs.com/disclosures or www.strategasasset.com/Disclosures/Index or www.strategasrp.com/Disclosures

Other Important Information

For Nevada residents only.We are providing you this notice pursuant to state law. You may be placed on our internal Do Not Call List by following the directions in the “Can you limit this sharing” section by choosing to limit sharing “For our affiliates to market to you.” Nevada law requires that we also provide you with the following contact information: Bureau of Consumer Protection, Office of the Nevada Attorney General, 555 E. Washington Street, Suite 3900, Las Vegas, NV 89101; Phone number: (702) 486-3132; e-mail: BCPlNFO@ag.state.nv.us. Strategas Securities, LLC, Strategas Asset Management, LLC ("Strategas”) 52 Vanderbilt Ave, New York, NY 10017; Phone Number (855) 273-7227; e-mail: Click on “Contact Us” in the top right corner at www.strategasetfs.com.

Vermont: In accordance with Vermont law, we will not share information we collect about Vermont residents with companies outside of our corporate family, except as permitted by law, such as with your consent, to service your accounts or to other financial institutions with which we have joint marketing agreements. We will not share information about your creditworthiness within our corporate family except with your authorization or consent, but we may share information about our transactions or experiences with you within our corporate family without your consent.

California: In accordance with California law, we will not share information we collect about you with companies outside of Strategas, unless the law allows. For example, we may share information, to service your accounts, or to provide rewards or benefits you are entitled to. We collect personally identifiable information from online customers when those customers choose to enter their personal information while using Strategas’ web sites and/or online services (including mobile applications). This information includes, but is not limited to, customer names, e-mail and mailing addresses, phone numbers, and Social Security numbers.

Retention period: Strategas will only hold your personal information for as long as required to undertake the purposes of our processing, plus a prescribed period of time as required by laws in your jurisdiction.

Strategas may change this privacy notice at any time, and any changes or updates will be effective immediately on the date of posting. For a current version, please visit www.strategasetfs.com/disclosures or www.strategasasset.com/Disclosures/Index or www.strategasrp.com/Disclosures

PRIVACY POLICY

Privacy Notice